VIDEO
|
by
WSJLive
Finra Narrows the Scope of Its Suitability Rule
VIDEO DESCRIPTION:
Brokers may be breathing a little easier. Wall Street's self-regulator has scaled back its interpretation of who counts as
...
a customer, alleviating broker concerns about being held liable for recommendations made in pitches to prospects.
Posted: 01/15/2013
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Views: 737
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Duration: 02:05
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