VIDEO | by WSJLive

Finra Narrows the Scope of Its Suitability Rule

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VIDEO DESCRIPTION:
Brokers may be breathing a little easier. Wall Street's self-regulator has scaled back its interpretation of who counts as ...
a customer, alleviating broker concerns about being held liable for recommendations made in pitches to prospects.
Posted: 01/15/2013 | Views: 970 | Duration: 02:05
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